T . VANDENDRIESSCHE,
D. COLLEN and M. K. L . CHUAH
Center for Transgene Technology and
Gene Therapy, Flanders Interuniversity
Institute for Biotechnology-University
of Leuven, 49 Herestraat B-3000 Leuven,
Belgium
Correspondence: T. VandenDriessche,
Center for Transgene Technology and
Gene Therapy, Flanders Interuniversity
Institute for Biotechnology, University
of Leuven, 49 Herestraat B-3000 Leuven,
Belgium.
Tel.:þ32 16 346144; fax:þ32
16 345990; e-mail: thierry.vandendriessche@
med.kuleuven.ac.be or marinee.chuah@med.kuleuven.ac.be |
Summary.
Significant
progress has recently been made in the
development of gene therapy for the
treatment of hemophilia A and B. These
advances parallel the development of
improved gene delivery systems. Long-term
therapeutic levels of factor (F) VIII
and FIX can be achieved in adult FVIII-
and FIXdeficient
mice and in adult hemophiliac dogs using
adenoassociated viral (AAV) vectors,
high-capacity adenoviral vectors
(HC-Ad) and lentiviral vectors. In mouse
models, some of the highest FVIII or
FIX expression levels were achieved
using HC-Ad vectors with no or only
limited adverse effects. Encouraging
preclinical data have been obtained
using AAV vectors, yielding long-term
FIX levels above 10% in primates and
in hemophilia B dogs, which prevented
spontaneous bleeding. Non-viral ex vivo
gene therapy approaches have also led
to long-term therapeutic levels of coagulation
factors in animal models. Nevertheless,
the induction of neutralizing antibodies
(inhibitors) to FVIII or FIX sometimes
precludes stable phenotypic correction
following gene therapy. The risk of
inhibitor formation varies depending
on the type of vector, vector serotype,
vector dose, expression levels and promoter
used,
route of administration, transduced
cell type and the underlying mutation
in the hemophilia model. Some studies
suggest that continuous expression of
clotting factors may induce immune tolerance,
particularly when expressed by the liver.
Several gene therapy phase I clinical
trials have been initiated in patients
suffering from severe hemophilia A or
B. Some subjects report fewer bleeding
episodes and occasionally have low levels
of clotting factor activity detected.
Further improvement of the various gene
delivery systems is warranted to bring
a permanent cure for hemophilia one
step closer to reality.
Keywords:
factor VIII,
factor IX, gene therapy, hemophilia,
immune tolerance, viral vector.
Introduction
Hemophilia A and B are congenital X-chromosome
linked coagulation disorders, due to
a deficiency in coagulation factor (F)VIII
or FIX, respectively. Hemophilia A occurs
in 1 in 10 000 individuals whereas hemophilia
B affects 1 in 30 000 [1].
Hemophilia is characterized by spontaneous
and prolonged bleeding that can result
in disability or even death. Current
treatment consists of infusion of plasma-derived
or recombinant FVIII or FIX. Although
this treatment markedly improves both
the life expectancy and the quality
of life of patients suffering from hemophilia,
they are still at risk for life-threatening
bleeding episodes and chronic joint
damage, especially since prophylactic
treatment is restricted by the limited
availability and high cost of purified
FVIII and FIX. An important sideeffect
of clotting factor substitution therapy
is that some patients develop neutralizing
antibodies against FVIII or FIX, which
render further substitution ineffective.
Inhibitors occur in 1040% of hemophilia
A and in about 5% of hemophilia B patients
treated by protein-replacement therapy.
Hemophilia is well suited for gene therapy
since it is due to a single gene defect
and the therapeutic window is relatively
broad. A slight increase in plasma FVIII
or FIX levels can potentially convert
severe to mild hemophilia, whereas levels
as high as 150% of normal levels are
not associated with any thrombotic side-effects.
The concentration of FVIII in normal
plasma is low (100%¼100200
ngmL*1), but it is relatively difficult
to express high levels of FVIII. FIX
is easier to express, but the normal
plasma level is high (100%¼5
mgmL*1). Gene therapy could provide
a cure for this disease and potentially
provide constant, sustained FVIII or
FIX synthesis in the patient. This would
obviate the risk of spontaneous bleeding,
the need for repeated FVIII or FIX infusions
and the risk of viral infections associated
with plasma-derived FVIII or FIX. Hemophilia
gene therapy requires the use of a gene
delivery system that is efficient, safe,
non-immunogenic and allows for long-term
gene expression. Most importantly, gene
therapy for hemophilia A and B must
compare favorably with existing protein
replacement therapies. The availability
of animal models including FVIII and
FIX knockout mice and hemophilia A and
B dogs, which mimic the clinical symptoms
of hemophilia, significantly facilitate
preclinical efficacy and safety studies
of gene therapy strategies.
Both viral and non-viral vectors have
been considered for the development
of hemophilia gene therapy (reviewed
also in [2,3]). In general, viral vector-mediated
gene transfer is far more efficient
than non-viral gene transfer and has
therefore been the method of choice.
These vectors include retroviral, lentiviral,
adenoviral and adeno-associated viral
vectors, each with their own advantages
and limitations. However, there are
several reasons why a non-viral treatment
would still be desirable. Non-viral
vectors can be assembled in cell-free
systems from well-defined components
and have the potential to be less immunogenic
than viral vectors. Details of each
of these gene therapy strategies for
hemophilia will be discussed below.
Preclinical
studies
Adeno-associated
viral vectors
Vectors derived from the adeno-associated
virus (AAV) are promising vectors for
hemophilia gene therapy. AAV vectors
are capable of achieving long-term transgene
expression in the absence of expression
of viral genes and are able to transduce
non-dividing cells in vivo, including
in liver and muscle. In the liver, usually
only a fraction of the stably transduced
genomes (typically 10%) integrate into
the host chromosomes, and transgene
expression is derived mainly from the
non-integrated, extra-chromosomal AAV
genomes [4]. While virtually all hepatocytes
take up vector, only approximately 5%
of hepatocytes express the transgene.
One drawback of AAV is its limited cloning
capacity. To overcome the size constraints
of recombinant AAV, strategies have
been developed whereby the heavy and
light chains of the B-domain-deleted
human FVIII cDNA(hFVIIIDB) are delivered
independently by using two separate
vectors [5]. Alternatively, split AAV
vector technology expands the packaging
capacity of AAV through head-to-tail
dimerization of two different AAV vectors
that span either the 50 or 30 end of
the FVIII expression cassette [6]. Although
therapeutic FVIII levels can be achieved
using these dual vector approaches,
a single AAV-FVIII vector would still
be preferred. Small regulatory elements
designed for liver-specific transgene
expression have been linked to the hFVIIIDB
cDNA [7] and incorporated into an AAV
vector.
Portal vein injection of AAV-FVIII [1011
vector genomes (vg) mouse*1)] into immunodeficient
mice resulted in longterm expression
of therapeutic FVIII levels (30%), but
in C57BL/6 mice, anti-hFVIII antibodies
led to the loss of FVIII expression.
Unexpectedly, at 10 months after injection
of the virus, hFVIII protein was detected
(about 30%) which coincided with the
disappearance of the anti-hFVIII inhibitory
antibodies [8]. These results suggest
that immune tolerance to hFVIII could
be induced by sustained expression of
hFVIII following gene therapy. Using
a different AAV vector whereby a minimal
transthyretin promoter was used to drive
the canine (c) FVIIIDB cDNA, long-term
therapeutic FVIII levels could be achieved
in hemophilia A mouse (8% of normal
canine activity; (3*1013 vg kg*1) and
dog models (1.52.5%; 1013 vg kg*1),
leading to partial phenotypic correction
of the bleeding diathesis [9].
Several studies have shown that hepatic
delivery of AAV-FIX vectors results
in long-term therapeutic FIX levels
in normal and hemophilic mice, hemophilia
B dogs and primate models [1017].
FIX expression levels vary, depending
largely on the promoter used and the
presence of other cis-acting elements,
such as introns. One of the most potent
expression cassettes contained a FIX
minigene driven from a hepatocyte-specific
ApoEhAAT chimeric promoter coupled
to the hepatocyte control region (HCR).
Hepatic delivery of an AAV vector (1012
vg kg*1) containing this FIX expression
cassette resulted in 14% of stable FIX
levels in hemophilia B dogs [18]. A
similar vector yielded therapeutic cFIX
levels (512%) and sustained correction
of canine hemophilia B with complete
prevention of spontaneous bleeding following
hepatic gene delivery of relative low
AAV vector doses (1012 vg kg*1), even
in the context of a FIX null mutation,
which is invariably associated with
a high risk of inhibitor formation in
protein or gene therapy [15].
Nevertheless, one animal carrying such
a null mutation developed anti-cFIX
antibodies that resulted in transient
FIX expression. Another potent AAV-FIX
vector uses a chimeric liverspecific
promoter composed of the thyroid hormone-binding
globulin sequences linked to the a1-microglobulin/bikunin
enhancer sequences [13,14]. Portal vein
administration resulted in stable expression
(>7 months) of therapeutic cFIX levels
(5%) and prevention of bleeding in the
hemophilia B dog model (4.6*1012 vg
kg*1) [14].
In macaques, FIX expression was variable
following hepatic delivery of AAV-FIX,
which uses a ubiquitously expressed
promotor (CMV-bactin) to drive hFIX
(4*1012 vg kg*1) [17]. Two macaques
had long-term therapeutic levels of
hFIX (410%), two had low levels
of FIX that became undetectable after
15 weeks and one animal developed anti-hFIX
inhibitors that correlated with transient
FIX expression. The liver was predominately
transduced, with significant lower transduction
levels in spleen, and no detectable
gene transfer in the testis. It appears
that transduction efficiency was at
least 10 times more efficient in macaques
than in mice, when comparable vector
doses were used [18].
Administration of AAV-FIX vectors via
the portal or tail vein produced no
antibodies in mice, even when challenged
subsequently with hFIX. AAV-mediated
hepatic gene transfer appears to induce
regulatory CD4þT-cells promoting
tolerance to FIX, even in mice with
a large FIX deletion [19] and may possibly
involve Fas/FasL-induced apoptosis.
Liver-targeted delivery seems the preferred
route for administration of rAAV-FIX
particles, both because of the potentially
higher levels of FIX achieved compared
with other tissues (e.g.muscle, see
below) and the reduced immune response
[16,20].
Intramuscular injection of high-titer
AAV vectors (2*1011 vg per mouse) encoding
CMV-driven hFIX into immuno-deficient
mice resulted in therapeutic plasma
levels of FIX [47%] [21] which
could be increased 24-fold by
using alternative promoter/ enhancers
[22]. Following intramuscular injection
of AAV-hFIX in immunocompetent mice,
no circulating hFIX could be detected
which correlated with the induction
of Th2-dependent anti-hFIX neutralizing
antibodies [16,20,23]. This is in contrast
with the lack of antibody responses
following hepatic AAV-hFIX transduction.
Hence, it appears that the target tissue
greatly influences the immunogenicity
of the hFIX protein. Hemophilia B dogs
with a null mutation invariably developed
anti-cFIX antibodies following intramuscular
AAVcFIX delivery (1012 vg kg*1), unless
they received transient immunosuppression
[24]. In most hemophilia B dogs with
a missense mutation, anti-cFIX antibodies
were absent or transient and therefore
did not prevent sustained systemic expression
of FIX. However, the risk of inhibitor
development increased with increasing
vector doses and correlated most strongly
with increased dose per site [2527].
Since most humans are seropositive for
AAV-2, the presence of pre-existing
neutralizing AAV-specific antibodies
interferes with AAV transduction and
would preclude efficient in vivo gene
delivery in clinical trials. To circumvent
this potential problem, other AAV serotypes
could be used. Hepatic transduction
with AAV5 serotypes resulted in higher
transduction efficiencies (typically
15% of hepatocytes), leading to 310-
fold higher FIX expression levels in
mice (20% of normal FIX levels, 1011
vg) [28]. In a hemophilia B dog, high
cFIX levels could be achieved (66% of
normal levels) following hepatic transduction
with an AAV5 vector that expresses cFIX
from a chimeric liver specific promoter
[29]. This dog had previously been exposed
to an AAV2-cFIX vector that resulted
in stable but low FIX expression levels.
This further confirms that serotype
switching allows for vector readministration.
Perhaps the most efficient serotype
for hepatic gene delivery is AAV8, which
typically yields 10100-fold higher
transgene expression levels than AAV2.
In particular, supranormal FIX levels
could be achieved following intraportal
injection in mice (about 300%, 1011
vg) [30].
Transduction of skeletal muscle with
AAV serotypes 1, 3, and 5 produced 1001000-fold
more cFIX than type 2. In fact, 12 weeks
after transduction, AAV type 1 continued
to express levels of cFIX on average
at 1600% followed by type 5 (130%),
type 3 (65%), type 4 (5%), and finally
type 2 (2%) (2.5*1011 vg per mouse)
[31]. In addition, long-term supraphysiologic
cFIX levels could be achieved following
AAV1-cFIX transduction of skeletal muscle
in hemophilia B mice, in the absence
of anti-cFIX antibodies [32] in contrast
to AAV2 vectors, which require immunosuppressive
treatment to obtain long-term cFIX expression
[32]. These results indicate that the
AAV serotype not only determines the
efficiency of gene transfer but may
also influence the immunogenicity of
the FIX protein.
Adenoviral vectors Adenoviral vectors
can transduce a broad range of dividing
as well as non-dividing cells. The adenoviral
genome remains episomal in the transduced
cells, implying that there is virtually
no risk for neoplastic transformation
due to insertional mutagenesis.
However, dividing cells will gradually
lose the adenoviral vector along with
its potentially therapeutic gene. Since
most humans have been naturally infected
with adenovirus, it is possible that
the presence of adenovirus-specific
antibodies interferes with adenoviral
transduction in vivo. To circumvent
this potential problem and to allow
for repeated administration, other adenoviral
serotypes or non-human adenoviral vectors
could be used.
Early generation adenoviral vectors
are rendered replicationdeficient by
removal of at least one essential viral
regulatory gene (e.g. E1 gene). Therapeutic
FVIII or FIX levels were achieved with
this vector in various animal models,
which have been reviewed previously
[34]. However, these vectors still contain
residual viral genes that can be expressed
at low levels even in the absence of
E1, presumably as a result of activation
by cellular E1-like proteins. Inflammatory
responses and toxicity have been observed
in animal models and in clinical trials,
which prompted the development of high-capacity
adenoviral (HC-Ad) vectors that are
devoid of all viral genes.
Injection of HC-Ad vectors encoding
full-length hFVIII cDNA under the control
of the human albumin promoter into FVIII-deficient
mice resulted in long-term therapeutic
FVIII expression (50400%, 2*1011
vector particles [vp]) and phenotypic
correction of the bleeding phenotype
[36]. In some animals, however, expression
was short-lived due to the induction
of neutralizing anti-hFVIII antibodies.
No significant histopathologic findings
or toxicities were observed to be associated
with the vector. At a 10-fold lower
vector dose, no FVIII could be detected,
suggesting a non-linear threshold effect,
which is probably at least partly due
to uptake and degradation of viral particles
by Kupffer cells. Even in the absence
of antibodies, FVIII expression gradually
declined over several months.
We have recently generated improved
HC-Ad vectors, which yield at least
20-fold higher FVIII expression levels
in mice [35], using comparable vector
doses to those described in the previous
studies [34]. These HC-Ad vectors expressed
hFVIIIDB or cFVIIIDB under the control
of different liverspecific promoters.
Intravenous administration of these
vectors into hemophilic SCID mice at
a dose of 5*109 infectious units (IU)
(about 1.5*1011 vp) resulted in unprecedented,
efficient hepatic gene delivery and
long-term expression of supraphysiologic
FVIII levels (exceeding 1500%), correcting
the bleeding diathesis. Injection of
100-fold lower doses still resulted
in therapeutic FVIII levels. In immunocompetent
hemophilic mice, FVIII expression levels
peaked at 7500% but declined thereafter
due to neutralizing anti-FVIII antibodies
and a cellular immune response. Vector
administration did not result in thrombocytopenia,
anemia nor elevation of the pro-inflammatory
cytokine IL-6, and caused no or only
transient elevations in serum transaminases.
Following transient in vivo depletion
of tissue macrophages (particularly
Kupffer cells) prior to gene transfer,
significantly higher and stable FVIII
expression levels were observed in both
hemophilic and hemophilic-SCID mice.
This suggests that the therapeutic window
of HC-Ad vectors could be improved further
by minimizing their interaction with
the innate immune system. Intravenous
injection of an HC-Ad vector into a
hemophilia A dog at a dose of 4.3*109
IU kg*1
VandenDriessche et a led to transient
therapeutic cFVIII levels that partially
corrected the whole blood clotting time.
Inhibitory antibodies to cFVIII could
not be detected and there were no signs
of hepatotoxicity or of hematologic
abnormalities. In a separate study,
signifi- cantly higher (10-fold) and
more prolonged FVIII expression levels
(100%, 6*1010 vp) with less toxicity
were achieved in hemophilia A mice with
HC-Ad vectors encoding hFVIIIDB from
a modified albumin promoter than when
early generation E1E2aE3-deleted vectors
were used [36]. Although no anti- FVIII
antibodies were detected, expression
slowly declined to less than 10% of
initial levels over a 40-week interval.
Supraphysiologic serum levels of hFIX
were obtained (maximum levels of 800%;
2*109 IU per mouse) following injection
of HC-Ad vectors in hemophilia B and
normal mice [37].
The HC-Ad vectors expressed hFIX from
a ApoE/AAT promotor/ enhancer promoter
[38] and contained a stuffer fragment
composed of alphoid repeat DNA, matrix-attachment
regions (MARs), and the hepatocyte control
region enhancer. While remaining in
the therapeutic range, serum FIX concentrations
slowly declined by 95% over a period
of 1 year, possibly due to gradual loss
of vector genomes. This could be overcome
by using transposition technology [39].
At this dose, IL-6 and TNF-a serum concentrations
were elevated in animals that received
the first-generation but not the HC-Ad
vector. Both first-generation and HC-Ad
adenovirus-treated animals demonstrated
a threshold effect.
MoMLV-based retroviral vectors Moloney
murine leukemia virus (MoMLV)-based
retroviral vectors offer the potential
for long-term gene expression by virtue
of their stable chromosomal integration
and lack of viral gene expression. However,
cell division is required for stable
transduction. Gene therapy for hemophilia
with MoMLV-based vectors would require
either direct in vivo transduction of
cells that are naturally proliferating
or induced to proliferate, or ex vivo
expansion and transduction of target
cells followed by their readministration.
We have previously shown that hemophilia
A mice can be cured by in vivo gene
therapy using retroviral vectors. High-titer
MoMLV-based retroviral vectors expressing
hFVIIIDB were pseudotyped with the vesicular
stomatitis virus (VSV-G) andwere injected
intravenously (0.81.5*108 IU per
mouse) into newborn, FVIII-deficient
mice [40]. High-levels of functional
hFVIII production could be detected
in about 50% of the recipients, some
of which expressed stable (>14 months)
physiologic or supranormal levels (up
to 1250%), which corrected the bleeding
diathesis. However, the remaining mice
did not have their condition corrected,
which correlated with the induction
of hFVIII-specific neutralizing antibodies
and cellular immune responses. Efficient
gene transfer occurred into liver,
spleen and lungs but not in other organs,
including the testes,and predominant
FVIII mRNA expression occurred in the
liver.
To our knowledge, this was the first
demonstration that hemophilia A could
be cured by gene therapy in an animal
model that mimics the cognate human
disease. The efficient hepatic gene
transfer in neonatal mice could be due
primarily to the higher hepatocyte turnover
rate in newborn vs. adult animals in
conjunction with the use of high-titer
vectors. In a separate study, but using
a similar retroviral construct, FVIII
levels varied between 10 and 75% of
the normal human levels in juvenile
and adult rabbits [41]. The exact reason
for the unexpected efficient gene transfer
in adult rabbits is not fully understood,
but is at least partly due to the use
of high-titer vector preparations.
Similarly, direct infusion of MoMLV
retroviral vectors containing the cFIX
cDNA into neonatal C57Bl/6 or hemophilia
B mice resulted in stable therapeutic
FIX levels (150% after 10 months; 107
IU per mouse), which correlated with
efficient hepatic transduction [42].
Treatment of one newborn hemophilia
B dog (1.3*1010 IU kg*1) resulted in
therapeutic levels of cFIX (10%), and
expression was stable over at least
5 months follow-up [43]. Although in
vivo retroviral vector-based approaches
may have implications for the treatment
of hemophilia in pediatric patients,
the use of this approach in adults is
limited due to the paucity of proliferating
hepatocytes. In adult hemophilia
B dogs, artificial induction of hepatocyte
proliferation (by partial hepatectomy)
was required to obtain a therapeutic
effect [43].
Attempts at achieving long-term FVIII
or FIX expression by ex vivo gene therapy
using a variety of retrovirally transduced
primary cells have shown that the implantation
site, the target cell type and/or the
vector design (particularly the strength
of the expression cassette) are critically
important for obtaining detectable FVIII
or FIX levels in the circulation (reviewed
also in [2,33]). We and others have
shown that therapeutic hFVIII levels
could be obtained in mice following
transplantation of retrovirally transduced
cells. However, long-term FVIII expression
has not yet been achieved by ex vivo
retroviral gene therapy. The disappearance
of functional FVIII could be attributed
to the loss of transduced cells and/or
to transcriptional repression. Similarly,
therapeutic but transient FIX in vivo
expression levels were achieved following
transplantation of cells transduced
with FIX retroviral vectors. However,
the use of alternative promoters and
modifications in vector design has overcome
this limitation [44]. For instance,
sustained systemic expression of FIX
can be achieved by ex vivo gene therapy
following transduction of myoblasts
with MoMLV-FIX retroviral vectors expressing
FIX, using muscle creatinin enhancer/
promoter elements [45]. Prolonged FIX
expression can also be achieved using
retrovirally transduced fibroblasts
in a rabbit model [46].
Lentiviral
vectors
Lentiviral vectors
have been derived from primate (HIV,
SIV) and non-primate lentiviruses (FIV,
EIAV) and contain the transgene of interest
along with the cis-acting elements necessary
for stable transduction [47]. Unlike
onco-retroviral vectors, lentiviral
vectors can transduce both dividing
and non-dividing cells Initial studies
suggested that lentiviral vectors were
toxic to hepatocytes and that non-cycling
hepatocytes were relatively refractory
to lentiviral transduction, yielding
only low levels of FIX or FVIII [48,49].
However, subsequent studies showed that
the hepatotoxicity of lentiviral vectors
was limited and transient, and that
quiescent hepatocytes could be transduced
with lentiviral vectors [5052].
Differences in vector purity and vector
design may at least partly account for
these different
results. In particular, incorporation
of cis-acting sequences from the HIV-1
pol gene (central polypurine tract or
cPPT) into the lentiviral vector-facilitated
hepatic gene transfer possibly by facilitating
intranuclear transport of the lentiviral
preintegration complexes, resulting
in higher FIX expression levels [50,5254]
(T.VandenDriessche et al., unpublished
observations).
Stable therapeutic levels of FIX (24%)
could be achieved in adult immunodeficient
mice requiring lower vector doses (1.5*109
IU per mouse) and obviating the need
for partial hepatectomy [54,55]. Similarly,
variable therapeutic FVIII levels (up
to 75%, 4*107 IU mouse*1) could be achieved
when 5-week-old hemophilia A mice were
injected with FIVbased lentiviral vectors
encoding hFVIIIDB [56].
Lentiviral-FIX gene transfer resulted
in induction of anti-FIX neutralizing
antibodies in immunocompetent mice,
which curtailed long-term FIX gene expression
[55]. We and others have shown that
lentiviral vectors can efficiently transduce
antigenpresenting cells (APCs), particularly
splenic macrophages, Kupffer cells and
B-cells [52,54,55]. Since inadvertent
gene expression in APCs increases the
risk of inducing neutralizing antibodies
against the transgene product [57],
the robust humoral response against
FIX may at least be partly due to the
efficient inadvertent lentiviral transduction
of APCs. The use of hepatocyte-specific
instead of ubiquitous promoters is warranted
to alleviate this potential concern
[54]. In addition, to further augment
the specificity and efficiency of gene
transfer into hepatocytes, lentiviral
vectors could be pseudotyped with alternative
envelopes [58,59]. Studies in larger
animal models and continued efforts
to improve the vector design are warranted
to explore the full potential of lentiviral
vectors for hemophilia gene therapy.
Other approaches
The use of non-viral
vectors for gene therapy has been hampered
by low efficiency and/or transient expression
of FVIII or FIX. Recently, long-term
therapeutic FIX expression (1040%)
has been achieved using optimized FIX
expression constructs [39] following
hydrodynamic transfection, which involves
infusion of plasmids in large volumes
of aqueous solutions [60]. In addition,
integrating non-viral systems based
on transposase or recombinase-mediated
integration have been used, which gave
rise to stable therapeutic FIX expression
levels [61,62].
However, the potential immune and cellular
consequences of expressing these foreign
proteins remain to be addressed.
Furthermore, clinically acceptable and
efficient non-viral transfection methods
would need to be developed before these
approaches can realize their full potential
for in vivo gene therapy. Nevertheless,
non-viral approaches have been used
for ex vivo transfection. For instance,
human endothelial cells obtained from
blood could be transfected using non-viral
methods with a hFVIIIDB expression plasmid
and a selectable marker gene [63]. After
selective enrichment of the stably transfected
cells in selection medium, engineered
cells were injected into immunodeficient
mice. This resulted in long-term therapeutic
and even supraphysiologic FVIII expression
levels (600%). The transfected cells
accumulated only in bone marrow and
spleen. However, the transplanted cells
seem to proliferate in vivo, which raises
new safety concerns.
Clinical
trials
Several gene therapy
trials have been initiated for hemophilia
A and B, which were reviewed previously
[64]. The first clinical trial in hemophilia
was initiated in China and involved
the use of autologous skin fibroblasts
transduced with a FIX retroviral vector,
which were transplanted into two brothers
suffering from hemophilia B, with baseline
FIX levels of 2%. FIX levels increased
2-fold and persisted for over a year.
In the first gene therapy trial for
hemophilia A, a non-viral ex vivo transfection
approach was being explored for patients
with severe hemophilia A [65]. Dermal
fibroblasts obtained from each patient
by skin biopsy were grown in culture
and transfected by electroporation with
a plasmid containing sequences of the
gene that encodes FVIII. Cells that
produced FVIII were selected, cloned,
and propagated in vitro. The cloned
cells were then harvested and administered
to the patients by laparoscopic injection
into the omentum. The patients were
followed for 12 months after the implantation
of the genetically altered cells. There
were no serious adverse events related
to the use of FVIII-producing fibroblasts
or the implantation procedure. No long-term
complications developed, and no inhibitors
of FVIII were detected.
In four of the six patients, plasma
levels of FVIII activity rose above
the levels observed before the procedure.
FVIII levels corresponded to 12%
of normal, with a maximum of 4%. The
increase in FVIII activity coincided
with a decrease in bleeding, a reduction
in the use of exogenous FVIII, or both.
In the patient with the highest level
of FVIII activity, the clinical changes
lasted approximately 10 months. Nevertheless,
FVIII expression eventually declined
to undetectable levels.
An adeno-associated viral vector encoding
FIX driven from the CMV promoter has
been given intramuscularly in severe
hemophilia B patients with no evidence
of antibodies to FIX, inflammatory responses
or inadvertent germline transmission
[66]. FIX gene transfer and expression
was confirmed in biopsied tissues. Modest
changes in clinical endpoints were observed,
including circulating levels of FIX
and decreased frequency of FIX protein
infusion. In a separate trial, AAV vector
was administered via the hepatic artery
[18]. The vector expresses a hFIX minigene
using a hepatocyte-specific hAAT/ ApoE
promoter-enhancer and HCR elements.
Blood counts and liver enzymes were
normal and FIX levels remained unchanged
in the low dose group (2*1011 vg kg*1).
Small amounts of vector DNA were detected
in body fluids, including semen, for
up to 1012 weeks postinjection,
contrary to preclinical studies in mice
and dogs. This unexpected finding, prompted
additional. VandenDriessche et al studies
in rabbits, which revealed a dose-dependent
increase in the likelihood of finding
vector sequences in semen DNA [67].
Clearing of vector sequences from semen
DNA eventually occurs but takes longer
when high vector doses are used.
Additional studies are warranted to
further evaluate and minimize the risk
of inadvertent germline gene transfer.
In the high dose cohort patients received
2*1012 vg kg*1. In one patient, circulating
FIX levels in the range of 512%
were obtained, first detected 2 weeks
after vector infusion and detectable
over the ensuing few weeks. However,
6 weeks after vector infusion, levels
fell to 2.7%. Beginning at 4 weeks after
vector infusion and preceding the drop
in FIX levels, there was a rise in liver
transaminases that peaked at 9-fold
above normal levels during the 4th week
and subsequently returned to baseline.
A second patient showed no toxicity
for at least 12 weeks post-infusion
of the AAV-FIX vector and had maximum
3% FIX levels that gradually declined
to basal levels.
In a third trial, a retroviral vector
expressing B-domain deleted FVIII has
been administered intravenously to severe
hemophilia A patients with no evidence
of adverse effects. The vector persisted
in peripheral blood mononuclear cells
for at least 6 months. While no subject
had persistent levels >1%, some patients
showed measurable FVIII levels and decreased
bleeding frequency compared with historical
rates. Finally, one patient suffering
from hemophilia A has received HC-Ad
vectors encoding full-length FVIII.
This resulted in a FVIII level above
1%. However, due to transient adverse
events (hepatotoxicity), the trial has
been put on hold.General discussion
and perspectives
The recent advances in gene transfer
technology have expedited the development
of gene therapy for the treatment of
hemophilia A and B. Stable therapeutic
levels of FVIII or FIX can now be achieved
either in normal or hemophilic mice
and even in hemophilic dogs. Some of
these encouraging preclinical studies
culminated in several phase I clinical
trials for hemophilia A and B that were
initiated in 1999. Several confounding
variables may influence the overall
efficacy of the gene therapy procedure
in hemophilia patients, including the
type of vector used, the purity of the
vector preparation, the promoter used
to drive FVIII or FIX expression, the
site of administration and the transduced
cell types (APCs). Some of these variables
may also influence the incidence of
inhibitor formation.
Whether gene therapy would increase
or decrease the likelihood of inhibitor
formation in hemophilia patients compared
with protein replacement therapy is
one of the important questions that
warrants further investigation. Some
studies suggest that FVIII protein replacement
therapy may be more immunogenic than
if FVIII is produced in vivo following
gene therapy [68]. Continuous production
of high levels FVIII or FIX in situ
following gene therapy may actually
induce immune tolerance, as was recently
shown following AAV-FVIII gene transfer
[8]. In the case of AAV at least, the
target tissue, the serotype and the
underlying mutation in the FIX gene
have profound consequences on the immunogenicity
of FIX. A major concern is that the
use of viral vectors expressing coagulation
factors, or impurities in the vector
preparations, may provide immunologic
danger signals that may facilitate inhibitor
formation [69,70]. In addition, gene
transfer may result in the presentation
of endogenously synthesized FVIII or
FIX-derived peptides in the context
of MHC class I molecules, potentially
resulting in cytotoxic T-cell responses
that could eliminate the FVIII- or FIX-engineered
target cells [35]. The secreted FVIII
protein that is produced in vivo may
also be presented in the
context ofMHCclass II as in the case
of infused clotting factors.
It is not clear whether gene therapy
could break tolerance in patients that
are tolerant to FVIII and whether inhibitors
can be suppressed once they occur following
gene therapy. Since many adult hemophilia
patients have an infectious or inflammatory
disease, complex interactions can influence
the therapeutic efficacy of the gene
therapy procedure or the propensity
for inhibitor formation, and caution
is warranted to avoid exacerbating these
underlying conditions.
Integrating vectors can potentially
give rise to life-long expression of
FVIII or FIX. However, random chromosomal
integration by integrating vectors increases
the risk of insertional oncogenesis
and malignant transformation, due to
oncogene activation or inactivation
of tumor-suppressor genes. In addition,
integrating vectors pose a greater risk
for permanent germline modification,
which varies depending on the biodistribution
and tropism of the vector. To minimize
these risks, non-integrating vectors
could be used instead, such as HC-Ad
vectors. However, it is not certain
whether these vectors can give rise
to life-long expression of FVIII or
FIX, since several studies demonstrated
a slow but significant decline in transgene
expression when this type of vector
is used [3437]. This decline could
be overcome when HC-Ad vectors are used
in conjunction with transposon technology
[39,61], but this approach does not
circumvent the risks associated with
random integration. Alternatively, the
risk of insertional oncogenesis could
be minimized by using vectors that integrate
site-speci- fically into the genome
[62]. It is not certain that life-long
expression of FVIII or FIX could be
achieved with AAV vectors, since expression
is mainly derived from the nonintegrated,
extrachromosomal AAV genomes [4].
In a recent preclinical study based
on retroviral marking of hematopoietic
stem cells (HSCs) and in a phase I clinical
trial for SCID-X1 based on retroviral
transduction of HSCs, complications
related to the development of a monoclonal
T-cell leukemia (or leukemia-like condition)
have been observed, which were possibly
associated with oncogene activation
due to retroviral integration [71,72].
Although it is likely that other events
may have contributed to the oncogenic
transformation observed in these studies,
it raises new concerns regarding the
actual risks of oncogenesis associated
with the use of integrating (retroviral,
lentiviral and AAV) vs. non-integrating
vectors (HC-Ad) for hemophilia gene
therapy. In most cases, no more than
approximately 10% of stably transduced
AAV genomes
integrate into host chromosomes in vivo,
which decreases the risk of insertional
oncogenesis. However, the integration
of AAV vectors was found to be associated
with deletions, insertions and even
chromosomal translocations [73]. Although
tumors have been found in mice that
received AAV vectors, they are probably
not formed by an insertional oncogenic
event due to AAV integration, and additional
studies are necessary to identify the
precise cause of these tumors [74].
Accurate assessment of the potential
oncogenic risk of these different vectors
remains difficult and requires additional
preclinical and clinical studies, especially
since other confounding variables, such
as the transduced cell type, the transgene
used and perhaps underlying infections
(e.g. HCV) or genetic factors, may influence
this risk.
Despite the tremendous progress in the
field over the past few years many questions
remain largely unexplored. Extensive
gene therapy studies in preclinical
hemophilia models are needed to anticipate
the possible outcome in patients and
to increase the overall efficiency of
the various gene therapy strategies
while further improving their safety.
The development of hemophilia gene therapy
will undoubtedly continue to contribute
to a better understanding of vectorhost
interactions that will benefit the entire
field of gene therapy. The results from
the extensive preclinical studies in
normal and hemophilic animal models
and encouraging preliminary clinical
data indicate that the simultaneous
development of different strategies
is likely to bring a permanent cure
for hemophilia one step closer to reality.
|
Acknowledgements
We thank Dr Kay, Dr Herzog and
Dr Chao for their comments< and
Dr Vermylen for reviewing the
manuscript. Part of the work presented
in this review was supported by
the Fund for Scientific Research
(FWO). |
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